Advisory Services Include:

  • Corporate Structure
    • Ensure the Client completes all of its required regulatory and financial reporting obligations, including but not limited to:
      • Offering documents, banking, custody, registrations, tax & audit, insurance and employee related benefits.

         

  • Overall business strategy and plan to gain entry to new markets, expand the firm, assets and fund strategic  offerings.

     

  • Risk Management, Corporate Governance, Technology and Compliance solutions.

     

  • Marketing and business development to improve Pitchbook/Pitch Deck/Website/Tear Sheet and Corporate Identity.

     

  • Code of Ethics and Human Resources.

Specialized Advisory for Global Investment Management Clients:

  • Global due diligence specific to region-country, with KYC and AML obligations provided
    Review of balance sheet and asset portfolios for outliers and percentage bandwidths, trading & business restrictions and guidelines.

     

  • Capital Raising and formation around Allocators and preferred Capital-Intro partnerships
    Trading & Operational infrastructure. Custody, banking and administrator processes for ownership and investor capital statements.

     

  • Operational Controls & Procedures
    Clients have the benefit of our network of preferred partnerships with Law Firms, Auditors, Prime Brokers, Banking, Technology, Active Directors and Fund Servicing Providers.